The four-stage workflow
1. Provide the source files
Share the supported broker Tax P&L and the additional records requested for your case. A broker report alone cannot establish bank balance, every capital movement, presumptive-tax history, or the correct tax position.
2. The workpaper is prepared
Deterministic extraction and cross-checks organise turnover, realised results, charges, ledger balances, and opening positions. Labels are matched by text; missing inputs become visible flags rather than invented values.
3. Figures retain their source
Each reported amount points to a broker sheet and label, or to a stated formula. Speculative intraday and non-speculative F&O results remain separate, and the balance sheet is not forced to tally with a plug.
4. Your CA reviews and files
The output is a preparation aid, not a return or recommendation. Your CA resolves flagged judgments, completes missing facts, decides whether audit or presumptive provisions apply, and files through the official utility or chosen software.
What a broker workbook can and cannot prove
| Often available | Usually needs another source or judgment |
|---|---|
| Futures/options realised profit and ICAI-method turnover | Cash and bank balances outside the broker ledger |
| Intraday profit, turnover, and charges | Capital introduced versus drawings |
| Broker ledger opening/closing balances and open positions | Section 44AD history, 5% cash test, and audit conclusion |
| Delivery trades requiring classification review | Whether delivery activity is investment or business |
Built around review, not certainty theatre
Warnings cover missing cash balances, income without turnover, unexplained capital movement, charge allocation, gross-receipts interpretation, and delivery trades. A blocker means the available evidence is not enough to complete the relevant figure safely. A review item means the CA must document a position.
Continue your research
Start with the AY 2026-27 ITR-3 guide, then read how F&O turnover differs from contract value and why tax audit cannot be decided from turnover alone.